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SECURITIES LITIGATION

 

SIW lawyers have substantial experience in the securities field and have represented clients in a wide variety of securities and investment disputes. We have represented issuers and their officers and directors, as well as broker-dealers, registered representatives and financial planners. Conversely, we have represented investors, whether on an individual basis or collectively in a class action, both in court and in arbitrations. Our lawyers have represented companies and individuals in matters before the SEC, NASD, FINRA and the CFP Board of Standards.



 



SECURITIES LITIGATION