SIW lawyers have substantial experience in securities litigation. We have represented clients in a wide variety of securities and investment disputes: issuers and their officers and directors, broker-dealers, registered representatives and financial planners. Conversely, we have represented investors, whether on an individual basis or collectively in a class action, both in court and in arbitrations.
SIW attorneys bring to bear previous experience as counsel with the United States Securities and Exchange Commission in Washington, D.C., and as transactional counsel in securities offereings. In addition to disputes involving publicly traded companies, our experience includes investments in privately held companies, limited liability companies and partnerships. Our lawyers have represented companies and individuals in regulatory matters before the SEC, NASD, FINRA and the CFP Board of Standards.